able opinion, in Chisholm v. The State of Georgia,1
has drawn up a summary of the more general reasoning, on which each of
these delegations of power is founded. "It may be asked," said he, "what
is the precise sense and latitude, in which the words 'to establish justice,'
as here used, are to be understood? The answer to this question will result
from the provisions made in the constitution on this head. They are specified
in the second section of the third article, where it is ordained, that
the judicial power of the United States shall extend to ten descriptions
of cases, viz. 1. To all cases arising under this constitution; because
the meaning, construction, and operation of a compact ought always to be
ascertained by all the parties, not by authority derived only from one
of them. 2. To all cases arising under the laws of the United States; because,
as such laws, constitutionally made, are obligatory on each state, the
measure of obligation and obedience ought not to be decided and fixed by
the party, from whom they are due, but by a tribunal deriving authority
from both the parties. 3. To all cases arising under treaties made by their
authority; because, as treaties are compacts made by, and obligatory on,
the whole nation, their operation ought not to be affected, or regulated
by the local laws, or courts of a part of the nation. 4. To all cases affecting
ambassadors, or other public ministers, and consuls; because, as these
are officers of foreign nations, whom this nation are bound to protect,
and treat according to the laws of nations, cases affecting them ought
only to be cognizable by national authority. 5. To all cases of admiralty
and maritime jurisdiction; because, as the seas are the joint property
___________________________
1. 2 Dill R. 419, 475; S. C. 2 Peters's Cond. R. 635,671.
of nations, whose right and privileges relative thereto, are regulated by the law of nations and treaties, such cases necessarily belong to national jurisdiction. 6. To controversies, to which the United States shall be a party; because in cases, in which the whole people are interested, it would not be equal, or wise, to let any one state decide, and measure out the justice due to others. 7. To controversies between two or more states; because domestic tranquillity requires, that the contentions of states should be peaceably terminated by a common judicatory; and, because, in a free country, justice ought not to depend on the will of either of the litigants. 8. To controversies between a state and citizens of another state; because, in case a state (that is, all the citizens of it) has demands against some citizens of another state, it is better, that she should prosecute their demands in a national court, than in a court of the state, to which those citizens belong; the danger of irritation and crimination, arising from apprehensions and suspicions of partiality, being thereby obviated. Because, in cases, where some citizens of one state have demands against all the citizens of another state, the cause of liberty and the rights of men forbid, that the latter should be the sole judges of the justice due to the latter; and true republican government requires, that free and equal citizens should have free, fair, and equal justice. 9. To controversies between citizens of the same state, claiming lands under grants of different states; because, as the rights of the two states to grant the land are drawn into question, neither of the two states ought to decide the controversy. 10. To controversies between a state, or the citizens thereof, and foreign states, citizens, or subjects; because, as
every nation is responsible for the conduct of its citizens towards other nations, all questions touching the justice due to foreign nations, or people, ought to be ascertained by, and depend on, national authority. Even this cursory view of the judicial powers of the United States leaves the mind strongly impressed with the. importance of them to the preservation of the tranquillity, the equal sovereignty, and the equal rights of the people."
§ 1633. This opinion contains a clear, and, as far as it goes, an exact outline; but it will be necessary to examine separately every portion of the jurisdiction here given, in order that a more full and comprehensive understanding of all the reasons, on which it is founded, may be attained. And I am much mistaken, if such an examination will not display in a more striking light the profound wisdom and policy, with which this part of the constitution was framed.
§ 1634. And first, the judicial power extends to all cases in law and equity, arising under the constitution, the laws, and the treaties of the United States.1 And by cases in this clause we are to understand criminal, as well as civil cases.2
§ 1635. The propriety of the delegation of jurisdiction,
in "cases arising under the constitution," rests on the obvious consideration,
that there ought always to be some constitutional method of giving effect
to
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1. In the first draft of the constitution the clause
was, "the jurisdiction of the Supreme Court shall extend to all cases arising
under the laws passed by the legislature of the United States;" the other
words, "the constitution," and "treaties," were afterwards added without
any apparent objection. Journal of Convention, 226, 297, 298.
2. 1 Tucker's Black. Comm. App. 420, 421; Cohen, v.
Virginia, 6 Wheat. It. 399; Rawle on Const. ch. 24, p. 226.
constitutional provisions.1
What, for instance, would avail restrictions on the authority of the state
legislatures, without some constitutional mode of enforcing the observance
of them?2 The states are
by the
_______________________________
1. Cohens v. Virginia, 6 Wheat. R. 415; Id. 402
to 404, ante, Vol. l. § 266, 267.
2. Mr. Madison, in the Virginia Resolutions and Report,
January, 1800, says, that "cases arising under the constitution," in the
sense of this clause, are of two descriptions. One of these comprehends
the cases growing out of the restrictions on the legislative power of the
states, such as emitting bills of credit, making any thing but gold and
silver a tender in payment of debts. "Should this prohibition be violated,"
says he, "and a suit between citizens of the same stale be the consequence,
this would be a case arising under the constitution before the judicial
power of the United States. A second description comprehends suits between
citizens and foreigners, or citizens of different states, to be decided
according to the state or foreign laws; but submitted by the constitution
to the judicial power of the United States; the judicial power being, in
several instances, extended beyond the legislative power of the United
States." [p. 28.] Mr. Tucker. in his Commentaries uses the following language:
"The judicial power of the federal government extends to all cases in law
and equity arising under the constitution. Now, the powers granted to the
federal government, or prohibited to the states, being all enumerated,
the cases arising under the constitution can only be such, as arise out
of some enumerated power delegated to the federal government, or prohibited
to those of the several states. These general words include what is comprehended
in the next clause, viz. cases arising under the laws of the United States.
But, as contradistinguished from that clause, it comprehends some cases
afterwards enumerated; for example, controversies between two or more states;
between a state and foreign states; between citizens of the same state
claiming lands under grants of different states; all which may arise under
the constitution, and not under any law of the United States. Many other
cases might be enumerated, which would fall strictly under this clause,
and no other. As, ifs citizen of one state should be denied the privileges
of a citizen in another; so, if a person held to service or labour in one
state, should escape into another and obtain protection there, as a free
man; so, if a state should coin money, and declare the same to be a legal
tender in payment of debt, the validity of such a tender, if made, would
fail within the meaning of this clause. So also, if a state should, without
the consent of congress, lay any duty upon goods imported, the question,
as to the validity of such an act, if disputed, would come within the meaning
of this clause and not of any other.
constitution prohibited from doing a variety of things; some of which are incompatible with the interests of the Union; others with its peace and safety; others with the principles of good government," The imposition of duties on imported articles, the declaration of war, and the emission of paper money, are examples of each kind. No man of sense will believe, that such prohibitions would be scrupulously regarded, without some effectual power in the government to restrain, or correct the infractions of them.1 The power must be either a direct negative on the state laws, or an authority in the national courts to overrule such, as shall manifestly be in contravention to the constitution. The latter course was thought by the convention to be preferable to the former; and it is, without question, by far the most acceptable to the states.2
§ 1636. The same reasoning applies with equal force to "cases
arising under the laws of the United States." In fact, the necessity of
uniformity in the interpretation of these laws would of itself settle every
doubt, that could be raised on the subject. "Thirteen independent: courts
of final jurisdiction (says the Federalist) over the same causes is a
_________________________________
In all these cases equitable circumstances may arise,
the cognizance of which, as well as such, as were strictly legal, would
belong to the federal judiciary, in virtue of this clause." 1 Tuck. Black.
Comm. App. 418, 419. See also 2 Elliot's Debates, 380, 383, 390, 400, 418,
419.
1. See 3 Elliot's Debates, 142.
2. The Federalist, No. 80. See also Id. No. 22; 2 Elliot's
Debates, 389, 390. -- The reasonableness of this extent of the judicial
power is very much considered by Mr. Chief Justice Marshall, in delivering
the opinion of the court, in Cohens v. Virginia, (6 Wheat. R. 413
to 423,) from which some extracts will be made, in considering the appellate
jurisdiction of the Supreme Court, in a future page.
Hydra in government, from which nothing but contradiction and confusion can proceed."1
§ 1637. There is still more cogency, if it be possible, in the reasoning, as applied to "cases arising under treaties made, or which shall be made, under the authority of the United States." Without this power, there would be perpetual danger of collision, and even of war, with foreign powers, and an utter incapacity to fulfil the ordinary obligations of treaties.2 The want of this power was (as we have seen3) a most mischievous defect in the confederation; and subjected the country, not only to violations of its plighted faith, but to the gross, and almost proverbial imputation of punic insincerity.4
§ 1638. But, indeed, the whole argument on this subject
has been already exhausted in the preceding part of these Commentaries,
and therefore it may be dismissed without farther illustrations, although
many humiliating proofs are to be found in the records of the confederation.5
____________________________
1. The Federalist, No. 80; Id. No. 22; Id. No. 15; 2
Elliot's Debates, 389, 590: 3 Elliot's Debates, 142, 143. -- In the Convention,
which framed the constitution, the following resolution was unanimously
adopted. "That the jurisdiction of the national judiciary shall extend
to cases arising under laws passed by the general legislature, and to such
other questions, as involve the national peace and harmony." Journ. of
Convention, 188, 189.
2. The Federalist, No. 22 No. 80; 2 Elliot's Debates,
390, 400; The Federalist, No. 80. -- The remarks of The Federalist, No.
80, on this subject will be found very instructive, and should be perused
by every constitutional lawyer.
3. Ante, Vol. I. § 266, 267, 483, 484; 3 Elliot's
Debates, 148, 280.
4. 3 Elliot's Debates, 281.
5. Ante, Vol. I. § 266, 267, 483, 484; The Federalist,
No. 22, No. 80; 1 Tuck. Black. Comm. App. 418, 419, 420. -- This clause
was opposed with great earnestness in some of the state conventions, and
particularly in that of Virginia, as alarming and dangerous to the rights
and
§ 1639. It is observable, that the language is, that "the
judicial power shall extend 10 all cases in law and equity," arising under
the constitution, laws, and treaties of the United States.1
What is to be understood by "cases in law and equity," in this clause?
Plainly, cases at the common law, as contradistinguished from cases in
equity, according to the known distinction in the jurisprudence of England,
which our ancestors brought with them upon their emigration, and with which
all the American states were familiarly acquainted.2
Here, then, at least, the constitution of the United States appeals to,
and adopts, the common law to the extent of making it a rule in the pursuit
of remedial justice in the courts of the Union.3
If the remedy must be in law, or in equity, according to the course of
proceedings at the common law, in cases arising under the constitution,
laws, and treaties, of the United States, it would seem irresistibly
___________________________
liberties of the states, since it would bring every thing
within the vortex of the national jurisdiction. It was defended with great
ability and conclusiveness of reasoning, as indispensable to the existence
of the national government, and perfectly consistent with the safety and
prerogatives of the states. See 2 Elliot's Debates, 380 to 427; 3 Elliot's
Debates, 125, 128, 129, 133, 143; Id. 280; 4 Elliot's Debates; (Martin's
Letter,) 45.
1. Bee 3 Elliot's Debates, 127, 198, 129, 130, 133, 141,
143, 154.
2. See Robinson v. Campbell, 3 Wheat. R. 212,
221, 223.
3. It is a curious fact, that while the adoption of the
common law, as the basis of the national jurisprudence, has been, in later
times, the subject of such deep political alarm with some statesmen, the
non-existence of it, as such a basis, was originally pressed by some of
the ablest opponents of the constitution, as a principal defect. Mr. George
Mason of Virginia urged that the want of a clause in the constitution,
securing to the people the enjoyment of the common law, was a fatal defect.
2 American Museum, 534; ante, Vol. 1. p. 275. Yet the whole argument in
the celebrated Resolutions of Virginia of January, 1800, supposes, that
the adoption of it would have been a most mischievous provision.
to follow, that the principles of decision, by which these remedies must be administered, must be derived from the same source. Hitherto, such has been the uniform interpretation and mode of administering justice in civil cases, in the courts of the United States in this class of cases.1
§ 1640. Another inquiry may be, what constitutes a case,
within the meaning of this clause. It is clear, that the judicial department
is authorized to exercise jurisdiction to the full extent of the constitution,
laws, and treaties of the United States, whenever any question respecting,
them shall assume such a form, that the judicial power is capable of acting
upon it. When it has assumed such a form, it then becomes a case; and then,
and not till then, the judicial power attaches to it. A case, then, in
the sense of this clause of the constitution, arises, when some subject,
touching the constitution, laws, or treaties of the United States, is submitted
to the courts by a party, who asserts his rights in the form prescribed
by law.2 In other words,
a case is a suit in law or equity, instituted according to the regular
course of judicial proceedings; and, when it involves any question arising
under the constitution, laws, or treaties of the United States, it is within
the judicial power confided to the Union.3
______________________________
l. See Cox & Dick v. United States, 6 Peters's
Sup. R. 172, 203; Robinson v. Campbell, 3 Wheat. R. 212. See Madison's
Report, 7 January, 1800, p. 28, 29; Chisholm's Execulors v. Georgia,
2 Dall. R. 419, 433, 437; S. C. 2 Cond. R. 635, 640, 642, per Iredell J.;
The Federalist, No. 80, No. 83.
2. Osborn v. The Bank of the United States, 9
Wheat. R. 819. See Mr. Marshall's Speech on the case of Jonathan Robbins;
Bee's Adm. R. 277.
3. See 1 Tuck. Black. Comm. App. 418, 419, 420; Madison's
Virginia
§ 1641. Cases arising under the constitution, as contradistinguished
from those, arising under the laws of the United States, are such as arise
from the powers conferred, or privileges granted, or rights claimed, or
protection secured, or prohibitions contained in the constitution itself,
independent of any particular statute enactment. Many cases of this sort
may easily be enumerated. Thus, if a citizen of one state should be denied
the privileges of a citizen in another state;1
if a state should coin money, or make paper money a tender; if a person,
tried for a crime against the United States, should be denied a trial by
jury, or a trial in the state, where the crime is charged to be committed;
if a person, held to labour, or service in one state, under the laws thereof,
should escape into another, and there should be a refusal to. deliver him
up to the party, to whom such service or labour may be due; in these, and
many other cases, the question, to be judicially decided, would be a case
arising under the constitution.2
On the other hand, cases arising under the laws of the United States are
such, as grow out of the legislation of congress, within the scope of their
constitutional authority, whether they constitute the right, or privilege,
or claim, or protection, or defence, of the party, in whole or in part,
by whom they are asserted.3
The same reasoning applies to cases arising under treaties. Indeed, wherever,
in a judi-
________________________________
Resolutions and Report, January, 1800, p. 28; Marbury
v. Madison, 1 Cranch's R. 137, 173, 174; Owing v. Norwood, 5
Cranch, R. 344. See 2 Elliot's Debates, 4 18, 419.
1. The Federalist, No. 80.
2. 1 Tucker's Black. Comm. App. 418, 419; ante, Vol.
II. §
3. Marbury v. Madison, 1 Cranch, 137, 173, 174.
cial proceeding, any question arises, touching the validity of a treaty, or statute, or authority, exercised under the United States, or touching the construction of any clause of the constitution, or any statute, or treaty of the United States; or touching the validity of any statute, or authority exercised under any state, on the ground of repugnancy to the constitution, laws, or treaties, of the United States, it has been invariably held to be a case, to which the judicial power of the United States extends.1
§ 1642. It has sometimes been suggested, that a case, to
be within the purview of this clause, must be one, in which a party comes
into court to demand something conferred on him by the constitution, or
a law, or a treaty, of the United States. But this construction is clearly
too narrow. A case in law or equity consists of the right of the one party,
as well as of the other, and may truly be said to arise under the constitution,
or a law, or a treaty, of the United States, whenever its correct decision
depends on the construction of either. This is manifestly the construction
given to the clause by congress, by the 25th section of the Judiciary Act,
(which was almost contemporaneous with the constitution,) and there is
no reason to doubt its solidity or correctness.2
Indeed, the main object of this clause would be defeated by any narrower
construction; since the power was conferred for the purpose, in an especial
manner, of
________________________________
1. See Judiciary Act of 1789, ch. 20, § 25; Martin
v. Hunter, 1 Wheat. R. 304; Cohens v. Virginia, 6 Wheat. R.
264; Osborn v. Bank of the United States, 9 Wheat. R. 738; Gibbons
v. Ogden, 9 Wheat. R. 1.
2. Cohens v. Virginia, 6 Wheat. R. 378, 379, 391,
392. See also 1 Tuck. Black. Comm. App. 419, 420; Judiciary Actor 1789,
ch. 20.
producing a uniformity of construction of the constitution, laws, and treaties of the United States.1
§ 1643. This subject was a good deal discussed in a recent case2 before the Supreme Court, where one of the leading questions was, whether congress could constitutionally confer upon the bank of the United States, (as it has done by the seventh section of its charter,3) general authority to sue, and be sued in the circuit courts of the United States. It was contended, that they could not, because several questions might arise in such suits, which might depend upon. the general principles of law, and not upon any act of congress. It was held, that congress did constitutionally possess the power, and had rightfully conferred it in that charter.
§ 1644. The reasoning, on which this decision was founded,
cannot be better expressed, than in the very language, in which it was
delivered by Mr. Chief Justice Marshall. "The question," said he, "is whether
it (the case) arises under a law of the United States. The appellants contend,
that it does not, because several questions may arise in it, which depend
on the general principles of the law, not on any act of congress. If this
were sufficient to withdraw a case from the jurisdiction of the federal
courts, almost every case, although involving the construction of a law,
would be withdrawn; and a clause in the constitution, relating to a subject
of vital importance to the government, and expressed in the most comprehensive
terms, would be construed to mean almost nothing. There is scarcely any
case, every part of which depends on the constitution, laws, or treaties
of the United
____________________________
1. The Federalist, No. 80; Cohens v. Virginia,
6 Wheat. R. 391, 392.
2. Osborn v. Bank of the United States, 9 Wheat
R. 738, 819, 820.
3. Act of 1816, ch, 44, § 7.
States. The questions, whether the fact, alleged as the foundation of the action, be real or fictitious; whether the conduct of the plaintiff has been such as to entitle him to maintain his action; whether his right is barred; whether he has received satisfaction, or has, in any manner, released his claims; are questions, some or all, of which may occur in almost every case; and if their existence be sufficient to arrest the jurisdiction of the court, words, which seem intended to be as extensive, as the constitution, laws, and treaties of the Union, which seem designed to give the courts of the government the construction of all its acts, so far as they affect the rights of individuals, would be reduced to almost nothing."1
§ 1645. After adverting to the fact, that there is nothing
in the constitution to prevent congress giving to inferiour courts original
jurisdiction in cases, to which the appellate power of the Supreme Court
may extend, he proceeds: "We perceive, then, no ground, on which the proposition
can be maintained, that congress is incapable of giving the circuit courts
original jurisdiction, in any case, to which the appellate jurisdiction
extends. We ask, then, if it can be sufficient to exclude this jurisdiction,
that the case involves questions depending on general principles? A cause
may depend on several questions of fact and law. Some of these may depend
on the construction of a law of the United States; others on principles
unconnected with that law. If it be a sufficient foundation for jurisdiction,
that the title or right, set up by the party, may be defeated by one construction
of the constitution or law of the United
______________________________
1. Osborn v. Bank of the United States, 9 Wheat.
R. 819, 820.
States, and sustained by the opposite construction, provided the facts necessary to support the action be made out, then all the other questions must be decided, as incidental to this, which gives that jurisdiction. Those other questions cannot arrest the proceedings. Under this construction, the judicial power of the Union extends effectively and beneficially to that most important class of cases, which depend on the character of the cause. On the opposite construction, the judicial power never can be extended to a whole case, as expressed by the constitution; but to those parts of cases only, which present the particular question involving the construction of the constitution or the law. We say it never can be extended to the whole case; because, if the circumstance, that other points are involved in it, shall disable congress from authorizing the courts of the Union to take jurisdiction of the original cause, it equally disables congress from authorizing those courts to take jurisdiction of the whole cause, on an appeal; and thus it will be restricted to a single question in that cause. And words obviously intended to secure to those, who claim rights under the constitution, laws, or treaties, of the United States, a trial in the federal courts, will be restricted to the insecure remedy of an appeal upon an insulated point, after it has received that shape, which may be given to it by another tribunal, into which he is forced against his will. We think, then, that when a question, to which the judicial power of the Union is extended by the constitution, forms an ingredient of the original cause, it is in the power of congress to give the circuit courts jurisdiction of that cause, although other questions of fact or of law may be involved in it."
§ 1646. "The case of the bank is, we think, a very strong case of this description. The charter of incorporation not only creates it, but gives it every faculty, which it possesses. The power to acquire rights of any description, to transact business of any description, to make contracts of any description, to sue on those contracts, is given and measured by its charter; and that charter is a law of the United States. This being can acquire no right, make no contract, bring no suit, which is not authorized by a law of the United States. It is not only itself the mere creature of a law, but all its actions, and all its rights are dependent on the same law. Can a being, thus constituted, have a case, which does not arise literally, as well as substantially, under the law? Take the case of a contract, which is put as the strongest against the bank. When a bank sues, the first question, which presents itself, and which lies at the foundation of the cause, is, has this legal entity a right to sue? Has it a right to come, not into this court particularly, but into any court? This depends on a law of the United States. The next question is, has this being a right to make this particular contract? If this question be decided in the negative, the cause is determined against the plaintiff; and this question, too, depends entirely on a law of the United States. These are important questions, and they exist in every possible case. The right to sue, if decided once, is decided for ever; but the power of congress was exercised antecedently to the first decision on that right; and if it was constitutional then, it cannot cease to be so, because the particular question is decided. It may be revived at the will of the party, and most probably would be renewed, were the tribunal to be changed. But the
question, respecting the right to make a particular contract, or to acquire a particular property, or to sue on account of a particular injury, belongs to every particular case, and may be renewed in every case. The question forms an original ingredient in every cause: Whether it be in fact relied on, or not, in the defence, it is still a part of the cause, and may be relied on. The right of the plaintiff to sue cannot depend on the defence, which the defendant may choose to set up. His right to sue is anterior to that defence, and must depend on the state of things, when the action is brought. The questions, which the case involves, then, must determine its character, whether those questions be made in the cause or not. The appellants say, that the case arises on the contract; but the validity of the contract depends on a law of the United States, and the plaintiff is compelled, in every case, to show its validity. The case arises emphatically under the law. The act of congress is its foundation. The contract could never have been made, but under the authority of that act. The act itself is the first ingredient in the case, is its origin, is that, from which every other part arises. That other questions may also arise, as the execution of the contract, or its performance, cannot change the case, or give it any other origin, than the charter of incorporation. The action still originates in, and is sustained by, that charter.
§ 1647. "The clause, giving the bank.a right to sue in the circuit courts of the United States, stands on the same. principle with the acts authorizing officers of the United States, who sue in their own names, to sue in the courts of the United States. The post-master general, for example, cannot sue
under that part of the constitution, which gives jurisdiction to the federal courts, in consequence of the character of the party, nor is he authorized to sue by the judiciary act. He comes into the courts of the Union under the authority of an act of congress, the constitutionality of which can only be sustained by the admission, that his suit is a case arising under a law of the United States. If it be said, that it is such a case, because a law of the United States authorizes the contract, and authorizes the suit, the same reasons exist with respect to a suit brought by the bank. That, too, is such a case; because that suit, too, is itself authorized, and is brought on a contract authorized by a law of the United States. It depends absolutely on that law, and cannot exist a moment without its authority.
§ 1648. "If it be said, that a suit brought by the bank may depend in fact altogether on questions, unconnected with any law of the United States, it is equally true with respect to suits brought by the post-master general. The plea in bar may be payment, if the suit be brought on a bond, or nonassumpsit, if it be brought on an open account, and no other question may arise, than what respects the complete discharge of the demand. Yet the constitutionality of the act, authorizing the post-master general to sue in the courts of the United States, has never been drawn into question. It is sustained singly by an act of congress, standing on that construction of the constitution, which asserts the right of the legislature to give original jurisdiction to the circuit courts, in cases arising under a law of the United States. The clause in the patent law, authorizing suits in the circuit courts, stands, we
think, on the same principle. Such a suit is a case arising under a law of the United States. Yet the defendant may not, at the trial, question the validity of the patent, or make any point, which requires the construction of an act of congress. He may rest his defence exclusively on the fact, that he has not violated the right of the plaintiff. That this fact becomes the sole question made in the cause, cannot oust the jurisdiction of the court, or establish the position: that the case does not arise under a law of the United States.
§ 1649. "It is said, that a clear distinction exists between the party and the cause; that the party may originate under a law, with which the cause has no connexion; and that congress may, with the same propriety, give a naturalized citizen, who is the mere creature of a law, a right to sue in the courts of the United States, as give that right to the bank. This distinction is not denied; and,if the act of congress was a simple act of incorporation, and contained nothing more, it might be entitled to great consideration. But the act does not stop with incorporating the bank. It proceeds to bestow upon the being. it has made, all the faculties and capacities, which that being possesses. Every act of the bank grows out of this law, and is tested by it. To use the language of the constitution, every act of the bank arises out of this law. A naturalized citizen is indeed made a citizen under an act of congress, but the act does not proceed to give, to regulate, or to prescribe his capacities. He becomes a member of the society, possessing all the rights of a native citizen, and standing, in the view of the constitution, on the footing of a native. The constitution does not authorize con-
gress to enlarge or abridge those rights. The simple power of the national legislature is to prescribe a uniform rule of naturalization, and the exercise of this power exhausts it, so far as respects the individual. The constitution then takes him up, and, among other fights, extends to him the capacity of suing in the courts of the United States, precisely under the same circumstances, under which a native might sue. He is distinguishable in nothing from a native citizen, except so far as the constitution makes the distinction. The law makes none. There is, then, no resemblance between the act incorporating the bank, and the general naturalization law. Upon the best consideration, we have been able to bestow on this subject, we are of opinion, that the clause in the act of incorporation, enabling the bank to sue in the courts of the United States, is consistent with the constitution, and to be obeyed in all courts."1
§ 1650. Cases may also arise under laws of the United States
by implication, as well as by express enactment; so, that due redress may
be administered by the judicial power of the United States. It is not unusual
for a legislative act to involve consequences, which are not expressed.
An officer, for example, is ordered to arrest an individual. It is not
necessary, nor is it usual, to say, that he shall not be punished for obeying
this order. His security is implied in the order itself. It is no unusual
thing for an act of congress to imply, without expressing, this very exemption
from state control. The collectors of the revenue, the carriers of the
mail, the mint
_____________________________
1. Osborn v. Bank of the United States, 9 Wheat
R. 821 to 828. See also Bank of the United States v. Georgia, 9
Wheat. R. 904.
establishment, and all those institutions, which are public in their nature, are examples in point. It has never been doubted, that all, who are employed in them, are protected, while in the line of their duty; and yet this protection is not expressed in any act of congress. It is incidental to, and is implied in, the several acts, by which those institutions are created; and is secured to the individuals, employed in them, by the judicial power alone; that is, the judicial power is the instrument employed by the government in administering this security.1
§ 1651. It has also been asked, and may again be asked,
why the words, "cases in equity," are found in this clause? What equitable
causes can grow out of the constitution, laws, and treaties of the United
States? To this the general answer of the Federalist2
seems at once clear and satisfactory. "There is hardly a subject of litigation
between individuals, which may not involve those ingredients of fraud,
accident, trust, or hardship, which would render the matter an object of
equitable, rather than of legal jurisdiction, as the distinction is known
and established in several of the states. It is the peculiar province,
for instance, of a court of equity, to relieve against what are called
hard bargains: these are contracts, in which, though there may have been
no direct fraud or deceit, sufficient to invalidate them in a court of
law; yet there may have been some undue, and unconscionable advantage taken
of the necessities, or misfortunes of one of the parties, which a
___________________________
1. Osborn v. Bank of United States, 9 Wheat. R.
865, 866; Id. 847, 848.
2. The Federalist, No. 80. See also 1 Tuck. Black. Comm.
App. 418, 419; 2 Elliot's Debates, 389, 390.
court of equity would not tolerate. In such cases, where foreigners were concerned on either side, it would be impossible for the federal judicatories to do justice, without an equitable, as well as a legal jurisdiction. Agreements to convey lands, claimed under the grants of different states, may afford another example of the necessity of an equitable jurisdiction in the federal courts. This reasoning may not be so palpable in those states, where the formal and technical distinction between taw and Equity is not maintained, as in this state, where it is exemplified by every day's practice."
§ 1652. The next clause, extends the judicial power "to
all cases affecting ambassadors, other public ministers, and consuls."
The propriety of this delegation of power to the national judiciary will
scarcely be questioned by any persons, who have duly reflected upon the
subject. There are various grades of public ministers, from ambassadors
(which is the highest grade,) down to common resident ministers, whose
rank, and diplomatic precedence, and authority, are well known, and well
ascertained in the law and usages of nations.1
But whatever may be their relative rank and grade, public ministers of
every class are the immediate representatives of their sovereigns. As such
representatives, they owe no subjection to any laws, but those of their
own
__________________________________
1. Three classes are usually distinguished in diplomacy;
1. Ambassadors, who are the highest order, who are considered as personally
representing their sovereigns; 2. Envoys Extraordinary, and ministers plenipotentiary;
3. Ministers resident, and ministers charges d'affaires. Mere common charges
d'affaires, are deemed of still lower rank. Dr. Lieber's Encyclopedia Americana,
art. Ministers, Foreign. Vattel, B. 4, ch. 6, § 71 to 74.
country, any more than. their sovereign; and their actions are not generally
deemed subject to the control of the private law of that state, wherein
they are appointed to reside. He, that is subject to the coercion of laws,
is necessarily dependent on that power, by whom those laws were made. But
public ministers ought, in order to perform their duties to their own sovereign,
to be independent of every power, except that by which they are sent; and,
of consequence, ought not to be subject to the mere municipal law of that
nation, wherein they are to exercise their functions.1
The rights, the powers, the duties,
_____________________________________
1. 1 Black. Comm. 253; Vattel, B. 4, ch. 7, § 80,
81, 92, 99, 101; l Kent's Comm. Lect. 2, p. 37, 38. (2d edition, p. 38,
39.) -- In the cue of the Schooner Exchange v. M'Faddon, (7 Cranch,
116, 138,) the Supreme Court state the grounds of the immunity of foreign
ministers, in a very clear manner, leaving the important question, whether
that immunity can be forfeited by misconduct, open to future decision.
"A second case," (says Mr. Chief Justice Marshall, in delivering the opinion
of the court,) "standing on the same principles with the first, is the
immunity, which all civilized nations allow to foreign ministers. Whatever
may be the principle, on which his immunity is established, whether we
consider him, as in the place of the sovereign he represents, or by a political
fiction suppose him to be extra-territorial, and, therefore, in point of
law, not within the jurisdiction of the sovereign, at whose court he resides;
still, the immunity itself is granted by the governing power of the nation,
to which the minister is deputed. This fiction of ex-territoriality could
not be erected, and supported against the will of the sovereignof the territory.
He is supposed to assent to it.
"This consent is not expressed. It is true, that, in some countries, and in this, among others, a special law is enacted for. the case. But the law obviously proceeds on the idea of prescribing the punishment of an act previously unlawful, not of granting to a foreign minister a privilege, which he would not otherwise possess.
"The assent of the sovereign to the very important and extensive exemptions from territorial jurisdiction, which are admitted to attach to foreign ministers, is implied from the considerations, that, without such exemption, every sovereign would hazard his own dignity by employing a public minister abroad. His minister would owe temporary and local allegiance to a foreign prince, and would be less competent to the ob-
and the privileges of public ministers are, therefore, to be determined,
not by any municipal constitutions, but by the law of nature and nations,
which is equally obligatory upon all sovereigns, and all states.1
What these rights, powers, duties, and privileges are, are inquiries properly
belonging to a treatise on the law of nations, and need not be discussed
here.2 But it is obvious,
that every question, in which these rights, powers, duties, and privileges
are involved, is so intimately connected with the public peace, and policy,
and diplomacy of the nation, and touches the dignity and interest of the
sovereigns of the ministers concerned so deeply, that it would be unsafe,
that they should be submitted to any other, than, the highest judicature
of the nation.
______________________________
jects of his mission. A sovereign, committing the interests
of his nation with a foreign power to the care of a person, whom he has
selected for that purpose, cannot intend to subject his minister in any
degree to that power; and, therefore, a consent to receive him implies
a consent, that he shall possess those privileges, which his principal
intended he should retain--privileges which are essential to the dignity
of his sovereign, and to the duties he is bound to perform.
"In what cases a minister, by infracting the laws of the
country, in which he resides, may subject himself to other punishment,
than will be inflicted by his own sovereign, is an inquiry foreign to the
present purpose. If his crimes be such, as to render him amenable to the
local jurisdiction, it must be, because they forfeit the privileges annexed
to his character; and the minister, by violating the conditions, under
which he was received, as the representative of a foreign sovereign, has
surrendered the immunities granted on those conditions; or, according to
the true meaning of the original assent, has ceased to be entitled to them."
See also I Black. Comm. 254, and Christian's note, (4); Vattel, B. 4, ch.
7, § 92, 99, 101; Id. ch. 8, § 113, 114, 115, 116; Id. ch. 9,
§ 117, 119, 120, 121, 122, 123, 124; 1 Kent's Comm. Lect 2.
1. Ex parte Cabrera, 1 Wash. Cir. R. 232.
2. Vattel discusses the subject of the rights, privileges,
and immunities of foreign ambassadors very much at large, in B. 4, ch.
7, of his Treatise on the Law of Nations.
§ 1653. It is most fit, that this judicature should, in the first instance, have original jurisdiction of such cases,1 so that, if it should not be exclusive, it might at least be directly resorted to, when the delays of a procrastinated controversy in inferior tribunals might endanger the repose, or the interests of the government.2 It is well known, that an arrest of the Russian ambassador in a civil suit in England, in the reign of Queen Anne, was well nigh bringing the two countries into open hostilities; and was stoned for only by measures, which have been deemed, by her own writers, humiliating. On that occasion, an act of parliament was passed, which made it highly penal to arrest any ambassador, or his domestic servants, or to seize or distrain his goods; and this act, elegantly engrossed and illuminated, accompanied by aletter from the queen, was sent by an ambassador extraordinary, to propitiate the offended czar.3 And a statute to the like effect exists in the criminal code established by the first congress, under the constitution of the United States.4
§ 1654. Consuls, indeed, have not in strictness a diplomatic
character. They are deemed, as mere commercial agents; and therefore partake
of the ordinary character of such agents; and are subject to the municipal
laws of the countries, where they re-
__________________________
1. The Federalist, No. 80. See also 2 Elliot's Debates,
390, 400; The Federalist, No. 80; Marbury v. Madison, 1 Cranch,
R. 137, 174, 175.
2. 1 Tuckers Black. Comm. App. 361; Ex parte Cabrera,
1 Wash. Cirt. R. 232.
3. 1 Black. Comm. 255, 256; 4 Id. 70.
4. Act of 1790, ch. 36, § 26, 27; 1 Kent's Comm.
Lect. 9, p. 170, 171, (2d edition, p. 182, 183.)
side.1 Yet, as they are
the public agents of the nation, to which they belong, and are often entrusted
with the performance of very delicate functions of state, and as they might
be greatly embarrassed by being subject to the ordinary jurisdiction of
inferior tribunals, state and national, it was thought highly expedient
to extend the original jurisdiction of the Supreme Court to them also.2
The propriety of vesting jurisdiction, in such cases, in some of the national
courts seems hardly to have been questioned by the most zealous opponents
of the constitution.3 And
in cases against ambassadors, and other foreign ministers, and consuls,
the jurisdiction has been deemed exclusive.4
____________________________________________
1. See Vattel, B. 2, ch. 2, § 34; Id. B. 4, ch.
6, § 75; Wicquefort, B. 1, § 5; 1 Kent's Comm. Lect. 2, p. 40,
43, [2d edition, p. 41 to 44;] 2 Brown's Adm. Law, ch. 14, p. 503; Viveash
v. Becket, 3 Maule & Sel. R. 284; Rawle on Const. ch. 24, p. 224
to 226.
2. The Federalist, No. 80; Cohens, v. Virginia,
6 Wheat. R. 396; 1 Kent's Comm. Lect. 9. p. 44, (2d edition, p. 45;) Rawle
on Const. ch. 24, p. 224 to 226.
3. 2 Elliot's Debates, 383, 384, 418; 3 Id. 281; 1 Tuckers
Black. Comm. App. 183. -- Under the confederation no power existed in the
national government, to punish any person for the violation of the rights
of ambassadors, and other foreign ministers, and consuls. Congress, in
November, 1781, recommended to the legislatures of the states, to pass
laws punishing infractions of the law of Nations, committed by violating
safe conducts, or passports granted by congress; by acts of hostility against
persons in amity with the United States; by infractions of the immunities
of ambassadors; by infractions of treaties, or conventions; and to erect
a tribunal, or to vest one, already existing, with power to decide on offences
against the law of nations; and to authorize suits for damages by the party
injured, and for compensation to the United States, for damages sustained
by them, from an injury done to a foreign power by a citizen. This, like
other recommendations, was silently disregarded, or openly refused. See
Journal of Congress, 23d of Nov. 1781, p. 934. Sergeant on Const. Introduction,
p. 16, (2d edition.)
4. Rawle on Constitution, ch. 91, p. 903; Id. ch. 94,
p. 229, 223;
§ 1655. It has been made a question, whether this clause, extending jurisdiction to all cases affecting ambassadors, ministers, and consuls, includes cases of indictments found against persons for offering violence to them; contrary to the statute of the United States, punishing such offence. And it has been held, that it does not. Such indictments are mere public prosecutions, to which the United States and the offender only are parties, and which are conducted by the United States, for the purpose of vindicating their own laws, and the law of nations. They are strictly, therefore, cases affecting the United States; and the minister himself, who has been injured by the offence, has no concern in the event of the prosecution, or the costs attending it.1 Indeed, it seems difficult to conceive, how there can be a case affecting an ambassador, in the sense of the constitution, unless he is a party to the suit on record, or is directly affected, and bound by the judgment.2
§ 1656. The language of the constitution is perhaps broad
enough to cover cases, where he is not a party; but may yet be affected
in interest. This peculiarity in the language has been taken notice of,
in a recent case, by the Supreme Court.3
"If a suit
____________________
1 Kent's Comm. Lect, 2, p. 44, (2d edition, p. 45); hi.
Lect. 15, p. 294, 295, (2d edition, p. 314, 315); Commonwealth v. Kosloff,
5 Serg. & Rawle, 545; Hail v. Young, 3 Pick. R. 80; United
States v. Ortega, 11 Wheat. R. 467, and Mr. Wheaton's note, Id. 469
to 475; Manhardt v. Soderstrom, l Binn. R. 138; United States
v. Ravara, 2 Doll. R. 297; Cohens v. Virginia, 6 Wheat. II.
396, 397; Osborn v. Bank of United States, 9 Wheat. R. 820, 821;
Chisholm v. Georgia, 2 Doll. R. 431, per Iredell, J.
1. United States v. Ortega, II Wheat. R. 467.
See also Osborn v. Bank of United States, 9 Wheat. R. 854, 855.
2. Ibid.
3. 4 Ibid.
be brought against a foreign minister," (Said Mr. Chief Justice Marshall, in delivering the opinion of the court) "the Supreme Court alone has original jurisdiction, and this is shown on the record. But, suppose a suit to be brought, which affects the interest of a foreign minister, or by which the person of his secretary, or of his servant, is arrested. The minister does not, by the mere arrest of his secretary, or his servant, become a party to this suit; but the actual defendant pleads to the jurisdiction of the court, and asserts his privilege. If the suit affects a foreign minister, it must be dismissed, not because he is a party to it, but because it affects him. The language of the constitution in the two cases is different. This court can take cognizance of all cases, 'affecting' foreign ministers; and, therefore, jurisdiction does not depend on .the party named in the record. But this language changes, when the enumeration proceeds to states. Why this change? The answer is obvious. In the case of foreign ministers, it was intended, for reasons, which all comprehend, to give the national courts jurisdiction over all cases, by which they were in any manner affected. In the case of states, whose immediate, or remote interests were mixed up with a multitude of cases, and who might be affected in an almost infinite variety of ways, it was intended to give jurisdiction in those cases only, to which they were actual parties."
§ 1657. The next clause extends the judicial power "to all cases of admiralty and maritime jurisdiction."
§ 1658. The propriety of this delegation of power seems to have been little questioned at the time of adopting the constitution. "The most bigotted idol-
izers of state authority," said the Federalist,1 "have not thus far shown a disposition to deny the national judiciary the cognizance of maritime causes. These so generally depend on the law of nations, and so commonly affect the rights of foreigners, that they fall within the considerations, which are relative to the public peace." The subject is dismissed with an equally brief notice by Mr. Chief Justice Jay, in the case of Chisholm v. Georgia, in the passage already cited.2 It demands, however, a more enlarged examination, which will clearly demonstrate its utility and importance, as a part of the national power.
§ 1659. It has been remarked by the Federalist, in another
place, that the jurisdiction of the court of admiralty, as well as of other
courts, is a source of frequent and intricate discussions, sufficiently
denoting the indeterminate limits, by which it is circumscribed.3
This remark is equally tree in respect to England and America; to the high
court of admiralty sitting in the parent country; and to the vice-admiralty
courts sitting in the colonies. At different periods, the jurisdiction
has been exercised to a very different extent; and in the colonial courts
it seems to have had boundaries different from those prescribed to it in
England. It has been exercised to a larger extent in Ireland, than in England;
and down to this very day it has a most comprehensive reach in Scotland.4
The jurisdiction claimed by the courts of admiralty, as properly belonging
to them, extends to all acts and
_________________________
1. The Federalist, No. 80. See also 2 Elliot's Debates,
383, 384, 390, 418, 419.
2. 2 Dall. R. 475; ante Vol. 111. § 1633.
3. The Federalist, No. 37. See 1 Kent's Comm. Lect. 17.
4. See De Lovto v. Boit, 2 Gallison's R. 398;
1 Kent's Comm. Lect. 17, passim.
torts done upon the high seas, and within the ebb and flow of the sea, and to all maritime contracts, that is, to all contracts touching trade, navigation, or business upon the sea, or the waters of the sea within the ebb and flow of the tide. Some part of this jurisdiction has been matter of heated controversy between the courts of common law, and the high court of admiralty in England, with alternate success and defeat. But much of it has been gradually yielded to the latter, in consideration of its public convenience, if not of its paramount necessity. It is not our design to go into a consideration of these vexed questions, or to attempt any general outline of the disputed boundaries. It will be sufficient in this place to present a brief view of that, which is admitted, and is indisputable.1
§ 1660. The admiralty and maritime jurisdiction, (and the
word, "maritime," was doubtless added to guard against any narrow interpretation
of the preceding word, "admiralty,") conferred by the constitution, embraces
two great classes of cases; one dependent upon locality, and the other
upon the nature of the contract. The first respects acts or injuries done
upon the high sea, where all nations claim a
__________________________
1. Upon this subject the learned reader is referred to
Sergeant on Const. Law, ch. 21, and the authorities there cited; to Gordon's
Digest, art. 763 to 792; to 1 Kent's Comm. Lect. 17, passim; 2 Brown's
Adm. Law, ch. 4, 6, 19. Mr. Sergeant, in his introduction to the second
edition of his very valuable work on Constitutional Law, (p. 3, 4, and
note,) seems to suppose, that the admiralty commission of the governor
of New-Hampshire, referred to in De Lovio v. Boit, 2 Gallison's
R. 470, 471, might be an extension of the ordinary commissions of the colonial
admiralty judges, It is believed, that he is mistaken in this supposition.
In Stokes's History of the Colonies there is a commission similar in its
main clauses; and Mr. Stokes says, that it was the usual form of the commissions.
Stokes's Hist. of Colon. ch. 4, p. 166. See also Mr. Wheaton's Notes to
the case of United States v. Bevans, 3 Wheat. R. 336, 357, 361,
365.
common right and common jurisdiction; or acts, or injuries done upon the coast of the sea; or, at farthest, acts and injuries done within the ebb and flow of the tide. The second respects contracts, claims, and services purely maritime, and touching rights and duties appertaining to commerce and navigation. The former is again divisible into two great branches, one embracing captures, and questions of prize arising jure belli; the other embracing acts, torts, and injuries strictly of civil cognizance, independent of belligerent operations.1
§ 1661. By the law of nations the cognizance of all captures,
jure belli, or, as it is more familiarly phrased, of all questions of prize,
and their incidents, belongs exclusively to the courts of the country,
to which the captors belong, and from whom they derive their authority
to make the capture. No neutral nation has any right to inquire into, or
to decide upon, the validity of such capture, even though it should concern
property belonging to its own citizens or subjects, unless its own sovereign
or territorial rights are violated; but the sole and exclusive jurisdiction
belongs to the courts of the capturing belligerent. And this jurisdiction,
by the common consent of nations, is vested exclusively in courts of admiralty,
possessing an original, or appellate jurisdiction. The courts of common
law are bound to abstain from any decision of questions of this sort, whether
they arise directly or indirectly in judgment. The remedy for illegal acts
of capture is by the institution of proper prize proceedings in the prize
courts of the captors.2
If justice be there denied, the nation itself
__________________________
1. See Martin v. Hunter, 1 Wheat. R. 335.
2. Le Caux v. Eden, Doug. R. 594; Lindo v.
Rodney, Doug. R. 613, note; L'Invincible, 1 Wheat. R. 238; The
Estrella, 4 Wheat. R. 298;
becomes responsible to the parties aggrieved; and if every remedy is refused, it then becomes a subject for the consideration of the nation, to which the parties aggrieved belong, which may vindicate their rights, either by a peaceful appeal to negotiation, or a resort to arms.
§ 1662. It is obvious upon the slightest consideration,
that cognizance of all questions of prize, made under the authority of
the United States, ought to belong exclusively to the national courts.
How, otherwise, can the legality of the captures be satisfactorily ascertained,
or deliberately vindicated? It seems not only a natural, but a necessary
appendage to the power of war, and negotiation with foreign nations. It
would otherwise follow, that the peace of the whole nation might be put
at hazard at any time by the misconduct of one of its members. It could
neither restore upon an illegal capture; nor in many cases afford any adequate
redress for the wrong; nor punish the aggressor. It would be powerless
and palsied. It could not perform, or compel the performance of the duties
required by the law of nations. It would be a sovereign without any solid
attribute of sovereignty; and move in vinculis only to betray its imbecility.
Even under the confederation, the power to decide upon questions of capture
and prize was exclusively conferred in the last resort upon the national
court of appeals.1 But like
all other powers conferred by that instrument, it was totally disregarded,
wherever it interfered with state policy, or with extensive popular interests.
We have seen, that the sentences of the
_______________________________
Bingham v. Cabot, 3 Dall. 19; La Amistad de
Rues, 5 Wheat. R. 385; 1 Kent's Comm. Lect. 17, p. 334, (2 edition,
p. 356.)
1. Confederation, Art. 9.
national prize court of appeals were treated, as mere nullities; and were incapable of being enforced, until after the establishment of the present constitution.1 The same reasoning, which conducts us to the conclusion, that the national courts ought to have jurisdiction of this class of admiralty cases, conducts us equally to the conclusion, that, to be effectual for the administration of international justice, it ought to be exclusive. And accordingly it has been constantly held, that this jurisdiction is exclusive in the courts of the United States.2
§ 1663. The other branch of admiralty jurisdiction, dependent
upon locality, respects civil acts, torts, and injuries done on the sea,
or (in certain cases) on waters of the sea, where the tide ebbs and flows,
without amy claim of exercising the rights of war. Such are cases of assaults,
and other personal injuries; cases of collision, or running of ships against
each other; cases of spoliation and damage, (as they are technically called,)
such as illegal seizures, or depredations upon property; cases of illegal
dispossession, or withholding possession from the owners of ships, commonly
called possessory suits; cases of seizures under municipal authority for
supposed breaches of revenue, or other prohibitory laws; and cases of salvage
for meritorious services performed in saving property, whether derelict,
or wrecked, or captured, or otherwise in imminent hazard from extraordinary
perils.3
_______________________
1. See Penhallow v. Doane, 3 DaIl. R. 52; Jennings
v. Carson, 4 Cranch 2; ante, Vol. I, §
2. See Martin v. Hunter, 1 Wheat. R. 345, 337;
United States v. Bevans, 3 Wheat. R. 387; Houston v. Moore,
5 Wheat. It. 49; Ogden v. Saunders, 12 Wheat. R. 278; 1 Kent's Comm.
Lect. 17, p. 330 to 337, [2 edition, p. 353 to 360.]
3. See La Vengeanee, 3 Dall. R. 297; Martin
v. Hunter, 1 Wheat. R. 335, 337; The Sarah, 8 Wheat. R. 391,
394; McDonough v. Dannery,
§ 1664. It is obvious, that this class of cases has, or
may have, an intimate relation to the rights and duties of foreigners in
navigation and maritime commerce. It may materially affect our intercourse
with foreign states; and raise many questions of international law, not
merely touching private claims, but national sovereignty, and national
reciprocity. Thus, for instance, if a collision should take place at sea
between an American and a foreign ship, many important questions of public
law might be connected with its just decision; for it is obvious, that
it could not be governed by the mere municipal law of either country. So,
if a case of recapture, or other salvage service performed to a foreign
ship, should occur, it must be decided by the general principles of maritime
law, and the doctrines of national reciprocity. Where a recapture is made
of a friendly ship from the hands of its enemy, the general doctrine now
established is, to restore it upon salvage, if the foreign country, to
which it belongs, adopts a reciprocal rule; or to condemn it to the recaptors,
if the like rule is adopted in the foreign country. And in other cases
of salvage the doctrines of international and maritime law come into full
activity, rather than those of any mere municipal code.1
There is, therefore, a peculiar fitness in
_________________________
3 Dall. R. 189; The Blaireau, 2 Cranch, 249; The
Amiable Nancy, 3 Wheat. R. 546; The General Smith, 4 Wheat R.
438; Rose v. Himeley, 4 Cranch, 241; Manro v. Almeida, 10
Wheat R. 473; The Apollon, 9 Wheat. R. 369; The Marianna Flora,
11 Wheat. R. 1, 42; The Fabius, 2 Rob. R. 245; The Thames,
5 Rob. R. 345; The St. Juan Baptista, 5 Rob. R. 33, 40, 41; Abbott
on Shipping, P. 2, ch. 4, note to American edition, 1829, p. 139. 138;
The Dundee, 1 Hagg. Adm. R. 109; The Ruckers, 4 Rob. R. 73;
1 Kent's Comm. Lect. 17, p. 342 to 352, [2 edition, p. 365 to 377 4 The
Agincourt, l Hagg. R. 271.
1. The Santa Cruz, 1 Rob. R. 50; The San Francisco,
1 Edw. p. 179; The Adeline, 9 Cranch, 344; 2 Wheat. R. App. 40 to
45; Abbott on Shipping, (Amer. edit. 1823,) P. 3, ch. 10, p. 397, 417,
422.
appropriating this class of cases to the national tribunals; since they will be more likely to be there decided upon large and comprehensive principles, and to receive a more uniform adjudication; and thus to become more. satisfactory to foreigners.
§ 1665. The remaining class respects contracts, claims,
and services purely maritime. Among these are the claims of material-men
and others for repairs and outfits of ships belonging to foreign nations,
or to other states;1 bottomry
bonds for monies lent to ships in foreign ports to relieve their distresses,
and enable them to complete their voyages;2
surveys of vessels damaged by perils of the seas;3
pilotage on the high seas;4
and suits for mariners wages.5
These, indeed, often arise in the course of the commerce and navigation
of the United States; and seem emphatically to belong, as incidents, to
the power to regulate commerce. But they may also affect the commerce and
navigation of foreign nations. Repairs may be done, and supplies furnished
to foreign ships; money may be lent on foreign bottoms; pilotage and mariners'
wages may become due in voyages in foreign employment; and in such cases
the general maritime law enables the courts of admiralty to administer
a wholesome and prompt justice.6
Indeed, in many of these cases, as the courts of admiralty entert ain suits
_____________________________
1. The St. Jago de Cuba, 9 Wheat. R. 409, 416;
The Aurora, l Wheat. R. 105.
2. The Aurora, 1 Wheat. R. 96.
3. Janney v. Columbia Insurance Company, 10 Wheat.
R. 412, 415, 418.
4. The Anne, 1 Mason's R. 508.
5. The Thomas Jefferson, 10 Wheat.R. 428.
6. The Two Friends, 1 Rob. R. 271; The Helena,
4 Rob. R. 3; The Jacob, 4 Rob. R. 245; The Gratitudine, 3
Rob. R. 240; The Favourite, 2 Rob. R. 232; Abbott on Shipping, P.
2, ch. 3, p. 115, Story's note; Id. P. 4, ch. 4; The Aurora, 1 Wheat
R. 96.
in rem, as well as in personam, they are often the only courts, in which an effectual redress can be afforded, especially when it is desirable to enforce a specific maritime lien.1
§ 1666. So that we see, that the admiralty jurisdiction
naturally connects itself, on the one hand, with our diplomatic relations
and duties to foreign nations, and their subjects; and, on the other hand,
with the great interests of navigation and commerce, foreign and domestic.2
There is, then, a peculiar wisdom in giving to the national government
a jurisdiction of this sort, which cannot be wielded, except for the general
good; and which multiplies the securities for the public peace abroad,
and gives to commerce and navigation the most encouraging support at home.
It may be added, that, in many of the cases included in these latter classes,
the same reasons do not exist, as in cases of prize, for an exclusive jurisdiction;
and, therefore, whenever the common law is competent to give a remedy in
the state courts, they may retain their accustomed concurrent jurisdiction
in the administration of it.3
_____________________________
1. Manro v. Almeida, 10 Wheat R. 473; The Merino,
9 Wheat. R. 391, 416, 417; The General Smith, 4 Wheat. R. 438; The
Thomas Jefferson, 10 Wheat. R. 428; Sheppard v. Taylor, 5 Peters's
Sup. R. 675; 1 Kent's Comm. Lect 17, p. 352 to 354, (2 edition, p. 378
to 381;) 2 Brown's Adm. Law, ch. 71.
2. "The admiralty jurisdiction," said the Supreme Court
in a celebrated case, "embraces all questions of prize and salvage, in
the correct adjudication of which foreign nations are deeply interested.
It embraces also maritime torts, contracts, and offences, in which the
principles of the law and comity of nations often form an essential inquiry.
All these cases, then, enter into the national policy, affect the national
rights, and may compromit the national sovereignty." Martin v. Hunter,
1 Wheat. R. 335.
3. Mr. Chancellor Kent and Mr. Rawle seem to think,*
that the admiralty jurisdiction, given by the constitution, is in all cases
necessarily
* 1 Kant's Comm. Lect. 17, p. 351, (2 edit. p. 377;) Rawle on the Const. ch. 21, p. 202. See also 1 Tucker's Black. Comm. App 181, 182; 2 Elliot's Deb. 390; 10 Wheat. R. 418.
§ 1667. We have been thus far considering the admiralty
and maritime jurisdiction in civil cases only. But it also embraces all
public offences, committed on the high seas, and in creeks, havens, basins,
and bays within the ebb and flow of the tide, at least in such as are out
of the body of any county of a state. In these places the jurisdiction
of the courts of admiralty over offences is exclusive; for that of the
courts of common law is limited to such offences, as are committed within
the body of some county. And on the sea coast, there is an alternate, or
divided
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exclusive. But it is believed, that this opinion is founded
in a mistake. It is exclusive in all matters of prize, for the reason,
that at the common law this jurisdiction is vested in the courts of admiralty,
to the exclusion of the courts of common law. But in cases, where the jurisdiction
of the courts of common law and the admiralty are concurrent, (as in cases
of possessory suits, mariners, wages, and marine torts,) there is nothing
in the constitution, necessarily leading to the conclusion, that the jurisdiction
was intended to be exclusive; and there is as little ground, upon general
reasoning, to contend for it. The reasonable interpretation of the constitution
would seem to be, that it conferred on the national judiciary the admiralty
and maritime jurisdiction, exactly according to the nature and extent and
modifications, in which it existed in the jurisprudence of the common law.
Where the jurisdiction was exclusive, it remained so; where it was concurrent,
it remained so. Hence, the states could have no right to create courts
of admiralty, as such, or to confer on their own courts, the cognizance
of such cases, as were exclusively cognizable in admiralty courts. But
the states might well retain and exercise the jurisdiction in cases, of
which the cognizance was previously concurrent in the courts of common
law. This latter class of cases can be no more deemed cases of admiralty
and maritime jurisdiction, than cases of common law jurisdiction. The judiciary
act, of 1789, ch. 20, § 9, has manifestly proceeded upon this supposition;
for, while it has conferred on the District Courts, "exclusive original
cognizance of all civil causes of admiralty and maritime jurisdiction,"
it has, at the same time, saved "to the suitors, in all cases, the right
of a common law remedy, where the common law is competent to give it."
We shall, hereafter, have occasion to consider more at large, in what cases
there is a concurrent jurisdiction in the national and state courts.
jurisdiction of the courts of common law, and admiralty, in places between
high and low water mark; the former having jurisdiction when, and as fat
as the lids is out, and the latter when, and as far as the tide is in,
usque ad filum aquae, or to high water mark.1
This criminal jurisdiction of the admiralty is therefore exclusively vested
in the national government; and may be exercised over such crimes and offences,
as congress may, from time to time, delegate to the cognisance of the national
courts.2 The propriety of
vesting this criminal jurisdiction in the national government depends upon
the same reasoning, and is established by the same general considerations,
as have been already suggested in regard to civil cases. It is essentially
connected with the due regulation, and protection of our commerce and navigation
on the high seas, and with our rights and duties in regard to foreign nations,
and their subjects, in the exercise of common sovereignty on the ocean.
The states, as such, are not known in our intercourse with foreign nations,
and not recognised as common sovereigns on the ocean. And if they were
permitted to exercise criminal or civil jurisdiction thereon, there would
be endless embarrassments, arising from the
______________________________
1. Constable's Cue, 5 Co. R. 106; 2 Instit. 51;
1 Black. Comm. 110; Hale in Harg. Law Tracts, pt. 1, ch. 3; Id. ch. 4,
p. 10, 12, pt. 2, ch. 7, p. 88; 2 Hale, P.C.p. 13, &c.; 64 Corn. Dig.
Navigation, A. & B.; Id. Admiralty, E. J.; United States v. Grush,
5 Mason's R. 290; l Kent's Comm. Lect 17, p. 337 to 342, [2d edition, p.
360 to 365;] United States v. Bevans, 3 Wheat. R. 336; Id. 357;
Mr. Wheaton's notes, 357, 361, 365, 366, 368, 369; Beeve's case,
2 Leach. Cir. Cas. 1093, (4th edition;) Ryan & Russ. Cas. 243; 4 Tucker's
Black. Comm. App. 7.
2. United States v. Bevans, 3 Wheat. R. 356, 386
to 389; 4 Elliot's Deb. 290, 1291; 1 Kent's Comm. Lect. 16, p. 319, 320,
(2d edition, p. 339, 340;) Lect. 17, p. 337, (2d edition, p. 360.)
conflict of their laws, and the most serious dangers of perpetual controversies with foreign nations. In short, the peace of the Union would be constantly put at hazard by acts, over which it had no control; and by assertions of right, which it might wholly disclaim.1
§ 1668. The next clause extends the judicial power "to controversies,
to which the United States shall be a party."2
It scarcely seems possible to raise a rea-
_________________________________
1. It has been made a question, whether the admiralty
jurisdiction can be exercised within the territories of the United States
by the judges of the territorial courts, appointed under the territorial
governments, as they are appointed for a limited term only, and not during
good behaviour. The decision has been in favour of the jurisdiction, upon
the ground, (already suggested,) that congress have the exclusive power
to regulate such territories, as they may choose; and they may confer on
the territorial government such legislative powers, is they may choose.
The courts appointed in such territories, are not constitutional courts,
in which the judicial powers conferred by constitution on the general government
can be deposited. They are merely legislative courts; and the jurisdiction,
with which they are invested, is not a part of the judicial power, defined
in the third article of the constitution. The American Insurance Company
v. Canter, 1 Peters's Sup. R. 511.
2. Mr. Tucker, distinguishes between the word "cases,"
used in the preceding clauses, and the word "controversies" here used.
The former he deems to include all suits, criminal as well as civil. The
latter, as including such only, as are of a civil nature. As here applied,
controversies "seem" (says he) "particularly appropriated to such disputes,
as might arise between the United States, and any one or more states, respecting
territorial or fiscal matters; or between the United States and their debtors,
contractors, and agents. This construction is confirmed by the application
of the word in the ensuing clauses, where it evidently refers to disputes
of a civil nature only, such, for example, as may arise between two or
more states, or between citizens of different states, or between a state
and the citizens of another state, &c." l Tucker's Black. Comm. App.
420, 421. Mr. Justice Iredell, in his opinion in Chisholm v. Georgia,
2 Dull. R. 419, 431, 432, gives the same construction to the word "controversies,"
confining it to such as are of a civil nature.
In the original draft of the constitution, this clause, "controversies to which the United States shall be a party," was omitted. It was add
sonable doubt, as to the propriety of giving to the national courts jurisdiction of cases, in which the United States are a party.1 It would be a perfect novelty in the history of national jurisprudence, as well as of public law, that a sovereign had no authority to sue in his own courts. Unless this power were given to the United States, the enforcement of all their rights, powers, contracts, and privileges in their sovereign capacity, would be at the mercy of the states. They must be enforced, if at all, in the state tribunals. And there would not only not be any compulsory power over those courts to perform such functions; but there would not be any means of producing uniformity in their decisions. A sovereign without the means of enforcing civil rights, or compelling the performance, either civilly or criminally, of public duties on the part of the citizens, would be a most extraordinary anomaly. It would prostrate the Union at the feet of the states. It would compel the national government to become a supplicant for justice before the judicature of those, who were by other parts of the constitution placed in subordination to it.2
§ 1669. It is observable, that the language used does not
confer upon any court cognizance of all controversies, to which the United
States shall be a party, so as to justify a suit to be brought against
the United States without the consent of congress. And
________________________________
ed afterwards without any apparent objection. Journal
of Convention, 226, 297, 298.
1. The Federalist, No. 80; 3 Elliot's Debates, 280, 281.
See also 2 Elliot's Deb. 380, 383, 384, 389, 390, 400, 404.
2. Mr. Sergeant, in his Introduction to his work on Constitutional
Law, has abundantly shown the mischief of such a want of power under the
confederation. See Serg. Const. Law, Introd. p. 15 to 18.
the language was doubtless thus guardedly introduced, for the purpose of avoiding any such conclusion. It is a known maxim, justified by the general sense and practice of mankind, and recognized in the law of nations, that it is inherent in the nature of sovereignty not to be amesnable to the suit of any private person, without its own consent.1 This exemption is an attribute of sovereignty, belonging to every state in the Union; and was designedly retained by the national government.2 The inconvenience of subjecting the government to perpetual suits, as a matter of right, at the will of any citizen, for any real or supposed claim or grievance, was deemed far greater, than any positive injury, that could be sustained by any citizen by the delay or refusal of justice. Indeed, it was presumed, that it never would be the interest or inclination of a wise government to withhold justice from any citizen. And the difficulties of guarding itself against fraudulent claims, and embarrassing and stale controversies, were believed far to outweigh any mere theoretical advantages, to be derived from any attempt to provide a system for the administration of universal justice.
§ 1670. It may be asked, then, whether the citizens of the
United States are wholly destitute of remedy, in case the national government
should invade their rights, either by private injustice and injuries, or
by public oppression? To this it may be answered, that in a general sense,
there is a remedy in both cases. In
_______________________
1. The Federalist, No. 81. See Chisholm v. Georgia,
2 Dall. R. 419, 478, S. C.; 2 Peters's Cond. R. 635, 674; 1 Black. Comm.
241 to 243; Cohens v. Virginia, 6 Wheat. R. 380; Id. 411, 412.
2. Mr. Locke strenuously contends for this exemption
of the sovereign from judicial amesnability; and in this, he does but follow
out the doctrines of Puffendorf, and other writers on the law of nations.
See Locke on Government, Pt. 2, § 205; Puffendorf's Law of Nature
and Nations, B. 8, ch. 10; Vattel, B. 1, ch. 4, § 49, 50.
regard to public oppressions, the whole structure of the government is so organized, as to afford the means of redress, by enabling the people to remove public functionaries, who abuse their trust, and to substitute others more faithful, and more honest, in their stead. If the oppression be in the exercise of powers clearly constitutional, and the people refuse to interfere in this manner, then indeed, the party must submit to the wrong, as beyond the reach of all human power; for how can the people themselves, in their collective capacity, be compelled to do justice, and to vindicate the rights of those, who are subjected to their sovereign control?1 If the oppression be in the exercise of unconstitutional powers, then the functionaries, who wield them, are amesnable for their injurious acts to the judicial tribunals of the country, at the suit of the oppressed.
§ 1671. As to private injustice and injuries, they may regard
either the rights of property, or the rights of contract; for the national
government is per se incapable of any merely personal wrong, such as an
assault and battery, or other personal violence. In regard to property,
the remedy for injuries lies against the immediate perpetrators, who may
be sued, and cannot shelter themselves under any imagined immunity of the
government from due responsibility.2
If, therefore, any agent of the government shall unjustly invade the property
of a citizen under colour of a public authority, he must, like every other
violator of the laws, re-
____________________
1. See on this subject, 1 Black. Comm. 243 to 245.
2. See Hoyt v. Gelston, 3 Wheat. R. 246; Osborn
v. Bank of United States, 9 Wheat. R. 738; Marbury v. Madison,
1 Cranch. 137, 164, 165; 3 Black. Comm. 255.
spond in damages. Cases, indeed, may occur, in which he may not always have an adequate redress, without some legislation by congress. As for example, in places ceded to the United States, and over which they have an exclusive jurisdiction, if his real estate is taken without, or against lawful authority. Here he must rely on the justice of congress, or of the executive department The greatest difficulty arises in regard to the contracts of the national government; for as they cannot be sued without their own consent, and as their agents are not responsible upon any such contracts, when lawfully made, the only redress, which can be obtained, must be by the instrumentality of congress, either in providing (as they may) for suits in the common courts of justice to establish such claims by a general law, or by a special act for the relief of the particular party. In each case, however, the redress depends, solely upon the legislative department, and cannot be administered, except through its favour. The remedy is by an appeal to the justice. of the nation in that forum, and not in any court of justice, as matter of right.
§ 1672. It has been sometimes thought, that this is a serious defect in the organization of the judicial department of the national government. It is not, however, an objection to the constitution itself; but it lies, if at all, against congress, for not having provided, (as it is clearly within their constitutional authority to do,) an adequate remedy for all private grievances of this sort, in the courts of the United States. In this respect, there is a marked contrast between the actual right and practice of redress in the national government, as well as in most of the state governments, and the right and practice maintained under the British constitution. In England, if any person has, in point of
property, a just demand upon the king, he may petition him in his court
of chancery (by what is called a petition of right) where the chancellor
will administer right, theoretically as a matter of grace, and not upon
compulsion;1 but in fact,
as a matter of constitutional duty. No such judicial proceeding is recognised,
as existing in any state of this Union, as matter of constitutional right,
to enforce any claim, or debt against a state. In the few cases, in which
it exists, it is matter of legislative enactment.2
Congress have never yet acted upon the subject, so as to give judicial
redress for any non-fulfilment of contracts by the national government.
Cases of the most cruel hardship, and intolerable delay have already occurred,
in which meritorious creditors have been reduced to grievous suffering,
and sometimes to absolute ruin, by the tardiness of a justice, which has
been yielded only after the humble supplications of many years before the
legislature. One can scarcely refrain from uniting in the suggestion of
a learned commentator, that in this regard the constitutions, both of the
national and state governments, stand in need of some reform, to quicken
the legislative action in the administration of justice; and, that
_______________________________
1. 1 Black. Comm. 243; Comyn's Dig. Prerogative, D. 78
to D. 85; The Banker's cue, 1 Freeman R. 331; 8. e. 5 Mod. 29; 11
Harg. State Trials, 137; Skinner's R. 601; 2 Dall. R. 437 to 445; S.C.
2 Peters's Cond. It. 642 to 646. But see Macbeath v. Haldimand,
I. T. R. 172, 176, 177.
2. A suit against the state has been allowed in Virginia*
and Maryland, and some other states by statute. But it is intimated, that,
even when judgment has passed in favour of the claimant, he has sometimes
received no substantial benefit from the judgment, from the omission of
the legislature to provide suitable funds, or to make suitable appropriations
to discharge the debt. 1 Tucker's Black. Comm. App. 352.
* 1 Tucker's Black. Comm. 243, note (5); Chisholm v. Georgia, is, 2 Dall. R. 419, 434, 435.
some mode ought to be provided, by which a pecuniary right against a
state, or against the United States, might be ascertained, and established
by the judicial sentence of some court; and when so ascertained and established,
the payment might be enforced from the national treasury by an absolute
appropriation.1 Surely,
it can afford no pleasant source of reflection to an American citizen,
proud of his rights and privileges, that in a monarchy the judiciary is
clothed with ample powers to give redress to the humblest subject in a
matter of private contract, or property against the crown; and, that in
a republic there is an utter denial of justice, in such cases, to any citizen
through the instrumentality of any judicial process. He may complain; but
he cannot compel a hearing. The republic enjoys a despotic sovereignty
to act, or refuse, as it may please; and is placed beyond the reach of
law. The monarch bows to the law, and is compelled to yield his prerogative
at the footstool of justice.2
___________________________
1. 1 Tuck. Black. Comm. App. 352.
2. Mr. Chief Justice Jay, in his opinion in the great
case of Chisholm's Executors v. Georgia, 3 Dall. R. 414, 474, (S.
C. 2 Peters's Cond. R. 635, 674,) takes a distinction between the case
of the suability of a state, and the suability of the United States, by
a citizen under the constitution, affirming the former, and denying the
latter. His reason is thus stated. "In all cases of actions against states,
or individual citizens, the national courts are supported in all their
legal and constitutional proceedings and judgments, by the arm of the executive
powers of the United States. But in cases of actions against the United
States, there is no power, which the courts can call to their aid. From
this distinction, important conclusions ere deducible; and they place the
case of a state, and the ease of the United States, in a very different
view." In the case of Macbeath v. Haldimand, (1 Term. Reports, 172.)
Lord Mansfield seemed to intimate great doubts, whether, a petition of
right would lie in England in any case, except of a private debt due from
the crown; and not for debts contracted under the authority of parliament.
Before the revolution, he said, "all the public supplies were given to
the king, who, in
§ 1673. The next clause extends the judicial power "to controversies
between two or more states; between a state and the citizens of another
state; between citizens of different states, claiming lands under grants
of different states; and between a state or the citizens thereof, and foreign
states, citizens, or subjects." Of these, we will speak in their order.
And, first, "controversies between two or more states."1
This power seems to be essential to the preservation of the peace of the
Union. "History" (says the Federalist,2)
gives us a horrid picture of the dissensions and private wars, which distracted
and desolated Germany, prior to the institution of the imperial chamber
by Maximilian, towards the close of the fifteenth century; and informs
us at the same time of the vast influence of that institution, in appeasing
the disorders, and establishing the tranquillity of the empire. This was
a court invested with authority to decide finally all differences among
the members of the Germanic body."3 But we need not go for illustrations
to the history of other countries. Our own has presented, in past times,
abundant proofs of the irritating effects
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his individual capacity contracted for all expenses.
lie alone had the disposition of the public money. But since that time,
the supplies had been appropriated by parliament to particular purposes;
and now, whoever advances money for the public service, trusts to the faith
of parliament." Id. 176. But see Buller J.'s opinion, in the same case.
See also Mr. Justice Iredell's opinion in Chisholm v. Georgia, 2
Dall. R. 437 to 445.
1. In the first draft of the constitution, the words
were to controversies "between two or more states, except such as shall
regard territory or jurisdiction." The exception was subsequently abandoned.
Journal of Convention, p. 226.
2. The Federalist, No. 80.
3. See also 1 Kent's Comm. Lect. 14, p. 977, 278, (2d
edition, p. 295, 296;) 1 Robertson's Charles V. p. 183, 395, 397.
resulting from territorial disputes, and interfering claims of boundary between the states. And there are yet controversies of this sort, which have brought on a border warfare, at once dangerous to public repose, and incompatible with the public interests.1
§ 1674. Under the confederation, authority was given to the national government, to hear and determine, (in the manner pointed out in the article,) in the last resort, on appeal, all disputes and differences between two or more states concerning boundary, jurisdiction, or any other cause whatsoever.2 Before the adoption of this instrument, as well as afterwards, very irritating and vexatious controversies existed between several of the states, in respect to soil, jurisdiction, and boundary; and threatened the most serious public mischiefs.3 Some of these controversies were heard and determined by the court of commissioners, appointed by congress. But, notwithstanding these adjudications, the conflict was maintained in some cases, until after the establishment of the present constitution.4
§ 1675. Before the revolution, controversies between the
colonies, concerning. the extent of their rights of soil, territory, jurisdiction,
and boundary, under their respective charters, were heard and determined
before
________________________
1. See Sergeant on Const Introduction, p. 11 to 16; 2
Elliot's Deb. 418.
2. Confederation, art. 9.
3. 2 Elliot's Deb. 418; Sergeant on Const. Introduction,
p. 11, 19, 13, 15, 16; 5 Journ. of Congress, 456; 7 Journ. of Congress,
364; 8 Journ. of Congress, 83; 9 Journ. of Congress, 64; 12 Journ. of Congress,
10, 52, 219, 220, 230.
4. New York v. Connecticut, 4 Dall. R. 3, Fowler
v. Lindsey, 3 Dall. R. 411; 3 Elliot's Deb. 281; 2 Elliot's Deb. 418.
the king in council, who exercised original jurisdiction therein, upon the principles of Feudal sovereignty.1 This jurisdiction was often practically asserted, as in the case or the dispute between Massachusetts and New Hampshire, decided by the privy council, in 1679;2 and in the case of the dispute between New Hampshire and New York, in 1764.3 Lord Hardwicke recognised this appellate jurisdiction in the most deliberate manner, in the great case of Penn v. Lord Baltimore.4 The same necessity, which gave rise to it in our colonial state, must continue to operate through all future time. Some tribunal, exercising such authority, is essential to prevent an appeal to the sword, and a dissolution of the government. That it ought to be established under the national, rather than under the state, government; or, to speak more properly, that it can be safely established under the former only, would seem to be a position self-evident, and requiring no reasoning to support it.5 It may justly be presumed, that under the national government in all controversies of this sort, the decision will be impartially made according to the principles of justice; and all the usual and most effectual precautions are taken to secure this impartiality, by confiding it to the highest judicial tribunal.6
§ 1676. Next; "controversies between a state and "the citizens
of another state." "There are other
_____________________________
1. 1 Back. Comm. 231.
2. Ante, Vol. 1, § 80; 1 Chalm. Annals, 489, 490;
1 Hutch. Hist. 319.
3. Sergeant on Const. in Introduction, p. 5, 61 3 Belknap's
Hist. of New Hampshire, 296, App. 10.
4. 1 Vesey's R. 444.
5. The Federalist, No. :19. See also the remarks of Mr.
Chief Justice Jay, ante, Vol. 1, § 488, note; 2 Elliot's Debates,
418,
6. The Federalist, No. 39, 80.
sources," says the Federalist,1
"besides interfering claims of boundary, from which bickerings and animosities
may spring up among the members of the Union. To some of these we have
been witnesses in the course of our past experience. It will be readily
conjectured, that I allude to the fraudulent laws, which have been passed
in too many of the states. And though the proposed constitution establishes
particular guards against the repetition of those instances, which have
hitherto made their appearance; yet it is warrantable to apprehend, that
the spirit, which produced them, will assume new shapes, that could not
be foreseen, nor specifically provided against. Whatever practices may
have a tendency to distract the harmony of the states are proper objects
of federal superintendence and control. It may be esteemed the basis of
the Union, that 'the citizens of each state shall be entitled to all the
privileges and immunities of citizens of the several states.' And if it
be a just principle, that every government ought to possess the means of
executing its own provisions by its own authority, it will follow, that,
in order to the inviolable maintenance of that equality of privileges and
immunities, to which the citizens of the Union will be entitled, the national
judiciary ought to preside in all cases, in which one state, or its citizens,
are opposed to another state, or its citizens. To secure the full effect
of so fundamental a provision against all evasion and subterfuge, it is
necessary, that its construction should be committed to that tribunal,
which, having no local attachments, will be likely to be impartial between
the different states and their citizens, and which, owing its official
existence to the Union,
________________________
1. The Federalist, No. 80.
will never be likely to feel any bias inauspicious to the principles, on which it is founded." It is added, "The reasonableness of the agency of the national courts in cases, in which the state tribunals cannot be supposed to be impartial, speaks for it. No man ought certainly to be a judge in his own cause, or in any cause, in respect to which he has the least interest or bias. This principle has no inconsiderable weight in designating the federal courts, as the proper tribunals for the determination of controversies between different states and their citizens."1
§ 1677. And here a most important question of a constitutional
nature was formerly litigated; and that is, whether the jurisdiction given
by the constitution in cases, in which a state is a party, extended to
suits brought against a state, as well as by it, or was exclusively confined
to the latter. It is obvious, that, if a suit could be brought by any citizen
of one state against another state upon any contract, or matter of property,
the state would be constantly subjected to judicial action, to enforce
private rights against it in its sovereign capacity. Accordingly at a very
early period numerous suits were brought against states by their creditors
to enforce the payment of debts, or other claims. The question was ,made,
and most elaborately considered in the celebrated case of Chisholm v.
Georgia;2 and the majority
of the Supreme Court held, that the judicial power under the constitution
applied equally to suits brought by, and against a state. The learned judges,
on that occa-
____________________________
1. See also the remarks of Mr. Chief Justice Jay, in
Chisholm v. Georgia, 2 Dall. R. 474, cited in the note, ante Vol.
i. § 488.
2. 2 Dall. R. 419; 8. C, 2 Peters's Cond. R. 635. See
also 1 Kent's Comm, Lect. 14, p. 278, (2d edit. p. 296, 297;) Cohens
v. Virginia 6 Wheat. R. 381.
sion, delivered seriatim opinions, containing the grounds of their respective
opinions. It is not my intention to go over these grounds, though they
are stated with great ability and legal. learning, and exhibit a very thorough
mastery of the whole subject.1
The decision created general alarm among the states; and an amendment was
proposed, and ratified by the states,2
by which the power was entirely taken away, so far as it regards suits
brought against a state. It is in the following words: "The judicial power
of the United States shall not be construed to extend to any suit in law,
or equity, commenced or prosecuted against one of the United States by
citizens of another state, or by citizens, or subjects of any foreign state."
This amendment was construed to include suits then pending, as well as
suits to be commenced thereafter; and accordingly all the suits then pending
were dismissed, without any further adjudication.3
________________________________________________
1. Although the controversy is now ended, the opinions
deserve a most attentive perusal, from their very able exposition of many
constitutional principles. It is remarkable, that the Federalist (No. 81,)
seems to have taken the opposite ground from the majority of the judges,
holding, that the states were not suable, but might themselves sue under
this clause of the constitution.* I confess it seems to me difficult to
reconcile this position with the reasoning on the same subject in the preceding
number, (80,) a part of which is quoted in the text, (Sec. 1676.) Mr. Justice
Iredell, who dissented from the other judges of the Supreme Court, in Chisholm
v. Georgia, put his opinion mainly on the ground, that it was a suit
for a debt, for which no action lay, at least compulsively, at the common
law against the crown, but at most, only a petition of right; and in America,
whoever contracts with a state trusts to the good faith of the state.
2. In 1793; 3 Dall. R. 378.
3. Hollingsworth v. Virginia, 3 Dall. R. 378.
-- The history and reasons of this amendment are succinctly stated by Mr.
Chief Justice Marshall, in Cohens v. Virginia, 6 Wheat. R. 406.
* See also 9 Elliot's Deb. 390, 391,401, 405.
§ 1678. Since this amendment has been made, a question of equal importance has arisen; and that is, whether the amendment applies to original suits only brought against a state, leaving the appellate jurisdiction of the Supreme Court in its full vigour over all constitutional questions, arising in the progress of any suit brought by a state in any state court against any private citizen or alien. But this question will more properly come under review, when we are considering the nature and extent of the appellate jurisdiction of the Supreme Court. At present, it is only necessary to state, that it has been solemnly adjudged, that the amendment.applies only to original suits against a state; and does not touch the appellate jurisdiction of the Supreme Court to re-examine, on an appeal or writ of error, a judgment or decree rendered in any state court, in a suit brought originally by a state against any private person.1
§ 1679. Another inquiry suggested by the original clause,
as well as by the amendment, is, when a state is properly to be deemed
a party to a suit, so as to avail itself of, or to exempt itself from,
the operation of the jurisdiction conferred by the constitution. To such
an inquiry, the proper answer is, that a state, in the sense of the constitution,
is a party only, when it is on the record as such; and it sues, or is sued
in its political capacity. It is not sufficient, that it may have an interest
in a suit between other persons, or that its rights, powers, privileges,
or duties, come therein incidentally in question. It must be in terms a
plaintiff or defendant, so that the judgment, or decree may be binding
upon it, as it is in common suits binding upon parties and privies. The
point arose in
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1. Cohens v. Virginia, 6 Wheat. R. 264.
an early state of the government, In a suit between private persons,
where one party asserted the land in controversy to be in Connecticut and
the other in New York; and the court held, that neither state could be
considered as a party.1
It has been again discussed in some late cases; and the doctrine now firmly
established is, that a state is not a party in the sense of the constitution,
unless it appears on the record, as such, either as plaintiff or defendant.
It is not sufficient, that it may have an interest in the cause, or that
the parties before the court are sued for acts done, as agents of the state.2
In short, the very immunity of a state from
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1. Fowler v. Lindsey, 3 Dall. R. 411; 8. C. 1
Peters's Cond. R. 190, 191; State of New York v. State of Connecticut,
4 Dall. R. 1, 3 to 6; United States v. Peters, 5 Cranch's R. 115,
139; 1 Kent's Comm. Lect. 15, p. 302, (2d edit. p. 323.)
2. The reasoning of Mr. Chief Justice Marshall in Osborn
v. Bank of United States, (9 Wheat. R. 846, &c.) on this point
is very full and satisfactory, and deserves to be cited at large. It is
only necessary to premise, that the suit wan a bill in equity brought by
the Bank of the United State against Osborn and others, as state officers,
for an injunction and other relief, they having levied a tax of one hundred
thousand dollars on certain property of the bank, under a state law of
the state of Ohio. "We proceed now," said the Chief Justice, "to the 6th
point made by the appellants, which is, that if any case is made in the
bill proper for the interference of court of chancery it is against the
state of Ohio, in which case the circuit court could not exercise jurisdiction.
"The bill is brought, it is said, for the purpose of protecting the bank in the exercise of a franchise, granted by a law of tile United States, which franchise file state of Ohio asserts a right to invade, and is about to invade. It prays the aid of the court to restrain the officer of the state from executing the law. It is, then, a controversy between the bank and the state of Ohio. The interest of the state is direct and immediate, not consequential. The process of the court, though not directed against the state by name, acts directly upon it, by restraining its officers. The process, therefore, is substantially, though not in form. against the late, and tile court ought not to proceed without making the suite a party. If this cannot be done, the court cannot take jurisdiction of the cause.
"The full pressure of this argument is felt, and the difficulties it presents are acknowledged. The direct interest of the state in the suit, as
being made a party, constitutes, or may constitute, a solid ground,
why the suit should be maintained against other parties, who act as ha
agents, or claim under its title; though otherwise, as the principal, it
might be fit; that the state should be made a party upon the common principles
of a court of equity.1
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brought, is admitted; and, had it been in the power of
the bank to make it a party, perhaps no decree ought to have been pronounced
in the cause, until the state was before the court. But this was not in
the power of the bank. The eleventh amendment of the constitution has exempted
a state from the suits of citizens of other states, or aliens; and the
very difficult question is to be decided, whether, in such a case the court
may act upon the agents employed by the state, and on the property in their
hands.
"Before we try this question by the constitution, it tony not be time misapplied, if we pause for a moment, and reflect on the relative situation of the Union with its members should the objection prevail.
"A denial of jurisdiction forbids all inquiry into the nature of the case. It applies to cases perfectly clear in themselves; to cases, where the government is in the exercise of its best established and most essential powers, as well as to those, which may be deemed questionable. It asserts, that the agents of a state, alleging the authority of a law void in itself, because repugnant to the constitution, may arrest the execution of any law of the United States. It maintains, that, if a state shall impose a fine or penalty on any person employed in the execution of any law of the United States, it may levy that fine or penalty by a ministerial officer, without the sanction even of its own courts; and that the individual, though he perceives the approaching danger, can obtain no protection from the judicial department of the government. The carrier of the mail, the collector of the revenue, the marshal of a district, the recruiting officer, tony all be inhibited, under ruinous penalties, from the performance of their respective duties; the warrant of a ministerial officer may authorize the collection of these penalties; and the person thus obstructed in the performance of his duty, may indeed resort to his action for damages, after the infliction of the injury, but cannot avail himself of the preventive justice of the nation to protect him in the performance of his duties. Each member of the Union is capable, at its will, of
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1. Osborn v. Bank of United States, 9 Wheat. R.
738, 838 to 845; Id. 846; The Governor of Georgia v. Madruzo, 1
Peters's Sup. R. 110, 111, 122.
§ 1680. The same principle applies to cases, where a state
has an interest in a corporation; as when it is a stockholder in an incorporated
hank, the corporation is still suable, although the state, as such, is
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attacking the nation, of arresting its progress at every
step, of acting vigorously and effectually in the execution of its designs,
while the nation stands naked, stripped of its defensive armour, and incapable
of shielding its agent, or executing its laws, otherwise than by proceedings
which ere to take place alter the mischief in perpetrated and which must
often be ineffectual, from the inability of the agents to make compensation.
"These are said to be extreme cases; but the case at bar, had it been put by way of illustration in argument, might have been termed an extreme case; and, if a penalty on a revenue off car for performing his duty, be more obviously wrong. than a penalty on the bank, it is a difference in degree, not in principle. Public sentiment would be more shocked by the infliction of a penalty on a public officer for time performance of his duty, than by the infliction of this penalty on a bank, which, while carrying on the fiscal operations of the government, is also transacting its own business. But, in both cases, the officer levying the penalty acts under a void authority, and the power to restrain him is denied as positively in the one, as in the other.
"The distinction between any extreme case, and that which has actually occurred, if, indeed, any difference of principle can be supposed to exist between them, disappears, when considering the question of jurisdiction; for, if the courts of the United States cannot rightfully protect the agents, who execute every law authorized by the constitution, from the direct action of state agents in the collection of penalties, they cannot rightfully protect those, who execute any law.
"The question, then, is, whether the constitution of time United States has provided a tribunal, which cult peacefully and rightfully protect those, who are employed in carrying, into execution the laws of the Union, from the attempts of a particular state to resist the execution of those laws.
"The state of Ohio denies tile existence of this power; and contends, that no preventive proceedings whatever, or proceedings against the very property, which may have been seized by time agent of a state, can be sustained against such agent, because they would be substantially against the state itself, in violation of the 11th amendment of the constitution.
"That the courts of the Union cannot entertain a suit brought against a state by an alien, or the citizen of another States is not to be
exempted from any action.1
The state does not, by becoming a corporator, identify itself with the
corporation. The bank, in such a case, is not the state, although the state
holds an interest in it. Nor will it
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controverted. Is a suit, brought against an individual,
for any cause whatever, a suit against a state, in the sense of the constitution?
"The 11th amendment is the limitation of a power supposed to be granted in the original instrument; and to understand accurately the extent of the limitation, it seems proper to define the power that is limited. The words of the constitution, so far as they respect this question, are, 'The judicial power shall extend to controversies between two or more states, between a state end citizens of another state, and between a state and foreign states, citizens, or subjects.' A subsequent clause distributes the power previously granted, and assigns to the Supreme Court original jurisdiction in those cases, in which 'a state shall be a party.' The words of the 11th amendment are, 'The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States, by citizens of another state, or by citizens or subjects of a foreign state.'
"The bank of the United States contends, that in all cases, in which jurisdiction depends on the character of the party, reference is made to the party on the record, not to one, who may be interested, but is not shown by the record to be a party. The appellants admit, that. the jurisdiction of the court is not ousted by any incidental or consequential interest, which a state may have in the decision to be made, but is to be considered as a party, where the decision acts directly and immediately upon the state, through its officers.
"If this question were to be determined on the authority of English decisions, it is believed, that no case can be adduced, where any person has been considered as a party, who is not made so in the record. But the court will not review those decisions, because it is thought a question growing out of the constitution of the United States, requires rather an attentive consideration of the words of that instrument, than of the decisions of analogous questions by the courts of any other country.
"Do the provisions, then, of the American constitution, respecting controversies, to which a state may be a party, extend, on a fair construction of that instrument, to cases in which the state is not a party on the record? The first in the enumeration, is a controversy between two or more states. There are not many questions, in which a state would
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1. United States Bank v. Planters' Bank of Georgia,
9 Wheat R. 904; Bank of Com'th of Kentucky v. Wister, 3 Peters's
Sup. R. 318.
make any difference in the case, that the state has the sole interest
in the corporation, if in fact it creates other persons corporators.1
An analogous case will be found in the authority, given by an act of congress
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be supposed to take a deeper or more immediate interest,
than in those, which decide on the extent of her territory. Yet the constitution,
not considering. the state as a party to such controversies, if not plaintiff
or defendant on the record, has expressly given jurisdiction in those between
citizens claiming lands under grants of different states. If each state,
in consequence of the influence of a decision on her boundary, had been
considered, by the framers of the constitution, as a party to that controversy,
the express grant of jurisdiction would have been useless. The grant of
it certainly proves, that tire constitution does not consider the state
as a party in such a case. Jurisdiction is expressly granted, in those
cases only, where citizens of the same state claim lands under grants of
different states. If the claimants be citizens of different states, the
court takes jurisdiction for that reason. Still, the right of the state
to grant is the essential point in dispute; and in that point the state
is deeply interested. If that interest converts the state into a party,
there is an end of the cause; and the constitution will be construed to
forbid the circuit courts to take cognizance of questions, to which it
was thought necessary expressly to extend their jurisdiction, even when
the controversy arose between citizens of the same state.
"We are aware, that the application of these cases may be denied, because the title of the State comes on incidentally, and the appellants admit the jurisdiction of the court, where its judgment does not act directly upon the property or interests of the state; but we deemed it of some importance to show, that the framers of the constitution contemplated the distinction between cases, in which a state was interested, and those, in which it was a party, and made no provision for a case of interest, without being a party on the record. In cases, where a state is a party on the record, the question of jurisdiction is decided by inspection. If jurisdiction depend, not on this plain fact, but on the interest of the state, what rule has the constitution given, by which this interest is to